|Facts||WHAT DOES Stoker Ostler Wealth Advisors, Inc. DO WITH YOUR
|Why?||Financial companies choose how they share your personal information. Federal law gives
consumers the right to limit some but not all sharing. Federal law also requires us to tell you how
we collect, share, and protect your personal information. Please read this notice carefully to
understand what we do.
|What?||The types of personal information we collect and share depend on the product or service you
have with us. This information can include:
• Social Security Number and Assets
• Account Balances and Account Transactions
• Employment Information and Investment Experience
|How?||All financial companies need to share customers’ personal information to run their everyday
business. In the section below, we list the reasons financial companies can share their customers’
personal information; the reasons Stoker Ostler Wealth Advisors, Inc. chooses to share; and
whether you can limit this sharing.
Stoker Ostler is a trade name used by Stoker Ostler Wealth Advisors, Inc., an SEC-registered investment advisor. BMO and BMO Financial Group are trade names used by Bank of Montreal.
Investment products: ARE NOT FDIC INSURED – MAY LOSE VALUE – CARRY NO BANK GUARANTEE.
Copyright 2007-2013 Stoker Ostler Wealth Advisors, Inc.